Form D · Private Equity Fund

Sterling Investment Partners IV, L.P.

Westport, CT · CIK 0001796600

Offering snapshot reported May 11, 2022 · SEC filing

Reported sold: $567M
Investors reported: 194
Minimum accepted: $0
First sale: Dec 20, 2019

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$428,440,000 → $566,540,000
Reported investors95 → 194

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 11, 2022	Amendment	$566,540,000	$138,100,000vs May 11, 2021	194	SEC filing
May 11, 2021	Amendment	$428,440,000	No comparison	95	SEC filing
Dec 12, 2019	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $10M (estimated)
Finders' fees: $0
Form D file number: 021-355440

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Stifel, Nicolaus & Company, Incorporated	793	Stifel, Nicolaus & Company, Incorporated · CRD 793

Source: Form D, filed May 11, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

STERLING INVESTMENT PARTNERS IV, L.P.

Investment adviser: STERLING INVESTMENT PARTNERS ADVISERS, LLC

Gross asset value: $940M
Beneficial owners: 330
ADV minimum commitment: $5M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ANDERSEN TAX NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian BANK OF AMERICA, N.A. WILMINGTON, Delaware, United States Related to adviser: No

Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No

Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED STAMFORD, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRANT THORNTON LLP
PCAOB 248

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746

Filing source

Form ADV 2061113 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-4264568038

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Sterling Investment Partners III, L.P.	Oct 11, 2013	$673,950,000	71
Sterling Investment Partners IV, L.P. (this fund)	May 11, 2022	$566,540,000	194
Sterling Investment Partners V, L.P.	May 21, 2025	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Michael A. Barr	Executive
Joseph Gault	Executive
M. William Macey, Jr.	Executive
Douglas L. Newhouse	Executive
Charles W. Santoro	Executive
James W. Soldano	Executive
N/A Sterling Investment Advisers Management Iv, L.L.C.	Promoter
N/A Sterling Investment Partners Management Iv, L.L.C.	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

285 Riverside Avenue
Westport, CT, 06880