Form D · Private Equity Fund

STERLING GROUP PARTNERS III (Parallel), L.P.

Houston, TX · CIK 0001476874

Offering snapshot reported Mar 30, 2010 · SEC filing

Reported sold
$40.9M
Offering amount: $40.9M
Investors reported
37
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Oct 30, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$20.4M$40.9MNov 16, 2009: $29,250,000.00Nov 16, 2009Mar 30, 2010: $40,897,913.00Mar 30, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$29,250,000 → $40,897,913
  • Reported investors28 → 37

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 30, 2010Amendment$40,897,913$11,647,913vs Nov 16, 200937SEC filing
Nov 16, 2009Initial$29,250,000No comparison28SEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$100K (estimated)
Finders' fees
$0
Form D file number
021-136160
This total offering amount applies to the Issuer and Sterling Group Partners III, L.P., its parallel investment entity. In the aggregate, these two entities may not sell limited partnership interests in excess of $819,250,000.
Subject to future contingencies.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Lazard Freres & Co. LLC2528

Source: Form D, filed Mar 30, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

STERLING GROUP PARTNERS III (PARALLEL), L.P.

Investment adviser: THE STERLING GROUP, L.P.

Gross asset value
$6.78M
Beneficial owners
37
ADV minimum commitment
$250K

Reported in Form ADV on Mar 30, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DELOITTE & TOUCHE LLP HOUSTON, Texas, United States
Marketer LAZARD FRERES & CO. LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

DELOITTE & TOUCHE LLP
PCAOB 34

LAZARD FRERES & CO. LLC
CRD 2528 · SEC 8-2595

Filing source

Form ADV 1632649 · Mar 30, 2022 · Schedule D 7.B.(1), fund 805-9572858599

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gregory L. Elliott Executive
Charles Kevin Garland Executive
John D. Hawkins Executive
William C. Oehmig Executive
Gary L. Rosenthal Executive
Reymond Kent Wallace Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
8 Greenway Plaza Suite 702
Houston, TX, 77046