Form D · Commercial Banking
STERLING FINANCIAL CORP /WA/
Spokane, WA · CIK 0000891106
Offering snapshot reported Oct 4, 2010 · SEC filing
- Reported sold
- $730M Offering amount: $730M
- Investors reported
- 73 Form D · investor count
- Minimum accepted
- $1.6K Reported outside-investor minimum
- First sale
- Aug 26, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 4, 2010 | Initial | $730,000,000 | No comparison | 73 | SEC filing |
| Dec 19, 2008 | Initial | $303,000,000 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-148470
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sandler O'Neill & Partners, L.P. | 23328 | |
| FBR Capital Markets & Co. | 25027 | |
| Barclays Capital Inc. | 19714 |
Source: Form D, filed Oct 4, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Katherine K. Anderson | Director |
| Leslie Biller | Director |
| Ellen R.M. Boyer | Director |
| Robert G. Butterfield | Executive |
| Daniel G. Byrne | Executive |
| David A. Coulter | Director |
| Ezra A. Eckhardt | Executive |
| William L. Eisenhart | Director |
| James P. Fugate | Director |
| Harold B. Gilkey | Director, Executive |
| Scott L. Jaeckel | Director |
| James B. Keegan | Director |
| Robert D. Larrabee | Director |
| Donald J. Lukes | Director |
| Michael F. Reuling | Director |
| J. Gregory Seibly | Director, Executive |
| William W. Zuppe | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
111 N Wall St
Spokane, WA, 99201
Spokane, WA, 99201