Form D · Hedge Fund

Stephens Industry II, L.P.

San Francisco, CA · CIK 0001469922

Offering snapshot reported Oct 27, 2009 · SEC filing

Reported sold: $1.1M
Investors reported: 1
Minimum accepted: $0
First sale: Sep 15, 2009

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 27, 2009	Initial	$1,100,000	No comparison	1	SEC filing

Offering details

Securities: Not reported
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-135607

Source: Form D, filed Oct 27, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

STEPHENS INDUSTRY II, LP

Investment adviser: STEPHENS INVESTMENT MANAGEMENT, LLC

Gross asset value: $8.46M
Beneficial owners: 1
ADV minimum commitment: $0

Reported in Form ADV on Mar 30, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CONIFER FUND SERVICES, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian UBS FINANCIAL SERVICES INC. SAN FRANCISCO, California, United States Related to adviser: No

Prime broker UBS FINANCIAL SERVICES INC. SAN FRANCISCO, California, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

UBS FINANCIAL SERVICES INC.
SEC 8-16267

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 8-16267

Filing source

Form ADV 629336 · Mar 30, 2012 · Schedule D 7.B.(1), fund 805-4544226984

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Stephens Industry, L.P.	Apr 1, 2009	$9,500,000	Not reported
Stephens Industry II, L.P. (this fund)	Oct 27, 2009	$1,100,000	1

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
W. Bradford Stephens	Executive, Promoter
P. Bart Stephens	Executive, Promoter
Paul H. Stephens	Executive, Promoter
N/A Stephens Investment Management, Llc	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

One Ferry Building Suite 255
San Francisco, CA, 94111