Form D · Other Energy
Stem, Inc.
Millbrae, CA · CIK 0001462370
Offering snapshot reported Jan 30, 2018 · SEC filing
- Reported sold
- $81.7M Offering amount: $134M
- Investors reported
- 25 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 19, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 30, 2018 | Initial | $81,687,484 | No comparison | 25 | SEC filing |
| Apr 14, 2015 | Initial | $15,606,191 | No comparison | 3 | SEC filing |
| Sep 7, 2011 | Initial | $10,270,173 | No comparison | 24 | SEC filing |
| Apr 20, 2011 | Amendment | $2,897,672 | $2,697,672vs Apr 23, 2009 | 20 | SEC filing |
| Dec 14, 2010 | Amendment | $2,539,700 | $316,000vs Aug 13, 2010 | 20 | SEC filing |
| Aug 13, 2010 | Amendment | $2,223,700 | $2,023,700vs Apr 23, 2009 | 20 | SEC filing |
| May 4, 2010 | Amendment | $1,578,700 | $1,378,700vs Apr 23, 2009 | 18 | SEC filing |
| Apr 23, 2009 | Initial | $200,000 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-304416
Source: Form D, filed Jan 30, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William Bush | Executive |
| David Buzby | Director |
| John Carrington | Director, Executive |
| Jonathan Gaskin | Director |
| Tad Glauthier | Executive |
| Shinichi Imanishi | Director |
| Anup Jacob | Director |
| Paul Leggett | Director |
| Go Mizoguchi | Director |
| Stacey Reineccius | Director, Executive |
| Zeb Rice | Director |
| Michael Smith | Director |
| Olivia Steedman | Director |
| Brian Thompson | Director, Executive |
| Catherine Wainwright | Director |
Issuer details
Industry: Other Energy (See others in industry)
Address:
100 Rollins Road
Millbrae, CA, 94030
Millbrae, CA, 94030