Form D · Commercial

Stem Holdings, Inc.

Boca Raton, FL · CIK 0001697834

Offering snapshot reported Mar 9, 2021 · SEC filing

Reported sold
$6.5M
Offering amount: $10M
Investors reported
50
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Dec 6, 2020
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 9, 2021Initial$6,500,000No comparison50SEC filing
Apr 18, 2019Initial$8,870,000No comparison39SEC filing
Jan 10, 2019Initial$714,773No comparison13SEC filing
May 9, 2018Amendment$6,465,470$3,765,470vs Apr 5, 201775SEC filing
Apr 5, 2017Initial$2,700,000No comparison30SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-391562

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
NoneNone

Source: Form D, filed Mar 9, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Garrett M. Bender Director
Adam Berk Director, Executive
Ellen B. Deutsch Director, Executive
Jessica Feingold Director
Steve Hubbard Director, Executive
Steven Hubbard Director, Executive
Rajiv Rai Director
Lindy Snider Director
Dennis Suskind Director

Issuer details

Industry: Commercial (See others in industry)

Address:
2201 Nw Corporate Blvd. Suite 205
Boca Raton, FL, 33431