Form D · Private Equity Fund

Stellus Capital Energy Opportunities Fund, LP

Houston, TX · CIK 0001582942

Offering snapshot reported Aug 10, 2016 · SEC filing

Reported sold
$117M
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 24, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$59.2M$118MAug 6, 2013: $68,630,681.00Aug 6, 2013Aug 11, 2014: $92,600,640.00Aug 11, 2014Aug 11, 2015: $118,454,640.00Aug 11, 2015Aug 10, 2016: $116,836,989.00Aug 10, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$118,454,640 → $116,836,989

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 10, 2016Amendment$116,836,989-$1,617,651vs Aug 11, 201511SEC filing
Aug 11, 2015Amendment$118,454,640$25,854,000vs Aug 11, 201411SEC filing
Aug 11, 2014Amendment$92,600,640$23,969,959vs Aug 6, 201311SEC filing
Aug 6, 2013Initial$68,630,681No comparison9SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-200802
Response in Item #13 is an estimate.

Source: Form D, filed Aug 10, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

STELLUS CAPITAL ENERGY OPPORTUNITIES FUND, LP

Investment adviser: STELLUS CAPITAL MANAGEMENT, LLC

Gross asset value
$31.5M
Beneficial owners
10
ADV minimum commitment
$5M

Reported in Form ADV on Mar 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET GLOBAL SERVICES BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP HOUSTON, Texas, United States
Custodian AMEGY BANK OF TEXAS HOUSTON, Texas, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

Filing source

Form ADV 1403013 · Mar 30, 2020 · Schedule D 7.B.(1), fund 805-8690428559

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Dean A D'angelo Executive
Joshua T Davis Executive
W Todd Huskinson Executive
Robert T Ladd Executive
Todd A Overbergen Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4400 Post Oak Parkway, Suite 2200
Houston, TX, 77027