Form D · Other Investment Fund

Stein's Brands - FOS, a series of Stein's Brands, LLC

Harrison, NY · CIK 0001760495

Offering snapshot reported Mar 12, 2019 · SEC filing

Reported sold: $520K
Investors reported: 14
Minimum accepted: $10.4K
First sale: Dec 4, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$468,000 → $520,000
Reported investors13 → 14
Minimum accepted$15,600 → $10,400

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 12, 2019	Amendment	$520,000	$52,000vs Dec 13, 2018	14	SEC filing
Dec 13, 2018	Initial	$468,000	No comparison	13	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-327894

Source: Form D, filed Mar 12, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

STEIN'S BRANDS - FOS A SERIES OF STEIN'S BRANDS, LLC

Investment adviser: SC MANAGEMENT LLC

Gross asset value: $0
Beneficial owners: 16
ADV minimum commitment: $0

Reported in Form ADV on Mar 31, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator JUNIPER SQUARE SAN FRANCISCO, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor EISNER AMPER LLP NEW YORK, New York, United States

Custodian CAPITAL ONE, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY SMITH BARNEY LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNER AMPER LLP
PCAOB 274

CAPITAL ONE, NATIONAL ASSOCIATION
LEI 207ALC1P1YM0OVDV0K75

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

Filing source

Form ADV 1970313 · Mar 31, 2025 · Schedule D 7.B.(1), fund 805-7642827196

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jason Stein	Executive
William Strobel	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

538 Harrison Avenue
Harrison, NY, 10528