Form D · Hedge Fund

State Street Research Small Cap Energy Fund, LLC

New York, NY · CIK 0001065854

Offering snapshot reported Mar 18, 2019 · SEC filing

Reported sold
$172M
Indefinite offering
Investors reported
22
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$86.1M$172MOct 5, 2009: $57,667,896.00Oct 5, 2009Mar 15, 2011: $112,754,686.00Mar 16, 2012: $141,380,689.00Mar 18, 2013: $152,117,689.00Mar 17, 2014: $152,117,689.00Mar 17, 2015: $152,117,689.00Mar 16, 2016: $172,117,689.00Mar 16, 2017: $172,117,689.00Mar 16, 2018: $172,117,689.00Mar 18, 2019: $172,117,689.00Mar 18, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 18, 2019Amendment$172,117,689$0vs Mar 16, 201822SEC filing
Mar 16, 2018Amendment$172,117,689$0vs Mar 16, 201722SEC filing
Mar 16, 2017Amendment$172,117,689$0vs Mar 16, 201622SEC filing
Mar 16, 2016Amendment$172,117,689$20,000,000vs Mar 17, 201522SEC filing
Mar 17, 2015Amendment$152,117,689$0vs Mar 17, 201422SEC filing
Mar 17, 2014Amendment$152,117,689$0vs Mar 18, 201322SEC filing
Mar 18, 2013Amendment$152,117,689$10,737,000vs Mar 16, 201222SEC filing
Mar 16, 2012Amendment$141,380,689$28,626,003vs Mar 15, 201122SEC filing
Mar 15, 2011Amendment$112,754,686$55,086,790vs Oct 5, 200922SEC filing
Oct 5, 2009Initial$57,667,896No comparison20SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-134935

Source: Form D, filed Mar 18, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

STATE STREET RESEARCH SMALL CAP ENERGY FUND, LLC

Investment adviser: BLACKROCK FINANCIAL MANAGEMENT, INC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$1M

Reported in Form ADV on Feb 17, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES, LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP PRINCETON, New Jersey, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Marketer BLACKROCK INVESTMENTS, LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE LLP
PCAOB 34

BLACKROCK INVESTMENTS, LLC
CRD 38642 · SEC 8-48436

Filing source

Form ADV 1493831 · Feb 17, 2021 · Schedule D 7.B.(1), fund 805-9734338176

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Black Rock Financial Management Executive
N/A Black Rock Financial Management, Inc. Executive
Stewart Eichner Executive
Michael Pungello Executive
N/A State Street Research & Management Company Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Blackrock Financial Management, Inc. 40 East 52 Nd Street
New York, NY, 10022