Form D · Hedge Fund

STARK STRATEGIC CAT FUND LTD

St Francis, WI · CIK 0001364316

Offering snapshot reported Apr 6, 2011 · SEC filing

Reported sold: $19M
Investors reported: 1
Minimum accepted: $1M
First sale: Nov 1, 2005

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 6, 2011	Amendment	$19,000,000	$0vs Feb 24, 2010	1	SEC filing
Feb 24, 2010	Initial	$19,000,000	No comparison	1	SEC filing
Mar 2, 2009	Amendment	$19,000,000	No comparison	Not reported	SEC filing
Feb 24, 2009	Amendment	$19,000,000	No comparison	Not reported	SEC filing
May 18, 2006	Paper	Not reported	No comparison	Not reported

Offering details

Securities: Pooled investment fund
Exemptions: 06
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-90322

Source: Form D, filed Apr 6, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

STARK STRATEGIC CAT FUND LTD. CLASS 2005 A1

Investment adviser: STARK & ROTH LLC

Gross asset value: $2.31M
Beneficial owners: 4
ADV minimum commitment: $0

Reported in Form ADV on Mar 25, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL ADVISORY SERVICES LIMITED HAMILTON, Bermuda Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor ROTHSTEIN KASS & COMPANY, P.C. ROSELAND, New Jersey, United States

Custodian JPM CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION CINCINNATI, Ohio, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 775110 · Mar 25, 2014 · Schedule D 7.B.(1), fund 805-1649866570

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Michael A Roth	Executive
Brian J Stark	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

3600 South Lake Dr
St Francis, WI, 53235