Form D · Other Investment Fund

Star Mountain SBIC Fund, LP

New York, NY · CIK 0001825941

Offering snapshot reported Sep 30, 2021 · SEC filing

Reported sold: $116M
Investors reported: 111
Minimum accepted: $0
First sale: Sep 17, 2020

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$54,055,000 → $116,455,000
Reported investors68 → 111
Minimum accepted$100,000 → $0

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 30, 2021	Amendment	$116,455,000	$62,400,000vs Sep 30, 2020	111	SEC filing
Sep 30, 2020	Initial	$54,055,000	No comparison	68	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-376702

Source: Form D, filed Sep 30, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

STAR MOUNTAIN SBIC FUND, LP

Investment adviser: STAR MOUNTAIN FUND MANAGEMENT, LLC

Gross asset value: $331M
Beneficial owners: 111
ADV minimum commitment: $100K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PEF SERVICES, LLC WEST ORANGE, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG NASSAU, Bahamas, The

Custodian EAST WEST BANK PASADENA, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 5690

Filing source

Form ADV 2079380 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-6126983932

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Star Mountain SBIC Fund, LP (this fund)	Sep 30, 2021	$116,455,000	111
Star Mountain SBIC Fund II, LP	Jun 17, 2025	$49,868,767	27

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Brett A. Hickey	Executive
N/A Star Mountain Fund Management, Llc	Promoter
Star Mountain Fund Management, Llc	Executive
N/A Star Mountain Sbic Fund Gp, Llc	Promoter
Star Mountain Sbic Fund Gp, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

140 East 45 Th Street 37 Th Floor
New York, NY, 10017