Form D · Other Investment Fund

Star Mountain Lower Middle-Market Capital Corp

New York, NY · CIK 0001786835

Offering snapshot reported Sep 11, 2025 · SEC filing

Reported sold: $254M
Investors reported: Not reported
Minimum accepted: Not reported
First sale: Not reported

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 11, 2025	Amendment	$253,625,917	No comparison	Not reported	SEC filing
Sep 11, 2024	Amendment	$239,702,762	No comparison	427	SEC filing
Sep 11, 2023	Amendment	$213,187,270	No comparison	373	SEC filing
Sep 9, 2022	Amendment	$199,833,470	No comparison	234	SEC filing
Sep 8, 2021	Amendment	$101,565,050	No comparison	70	SEC filing
Sep 8, 2020	Amendment	Yet to sell	No comparison	2	SEC filing
Sep 9, 2019	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Not reported
Exemptions: Not reported
Duration over one year: Not reported
Business combination: Not reported

Sales commissions: Not reported
Finders' fees: Not reported
Form D file number: 021-348263

Source: Form D, filed Sep 11, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

STAR MOUNTAIN CREDIT OPPORTUNITIES FUND, LP

Investment adviser: STAR MOUNTAIN FUND MANAGEMENT, LLC

Gross asset value: $72.9M
Beneficial owners: 31
ADV minimum commitment: $100K

Reported in Form ADV on Mar 31, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG NASSAU, Bahamas, The

Custodian EAST WEST BANK PASADENA, California, United States Related to adviser: No

Marketer ACCESS SECURITIES, LLC STAMFORD, Connecticut, United States Related to adviser: No

Marketer ALPHASOURCE CAPITAL SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer BCW SECURITIES LLC WESTPORT, Connecticut, United States Related to adviser: No

Marketer FAIRGREEN CAPITAL PARTNERS FZ LLC DUBAI, United Arab Emirates Related to adviser: No

Marketer INVESTMENT ASSOCIATES AG ZURICH, Switzerland Related to adviser: No

Marketer KBFG SECURITIES AMERICA INC. NEW YORK, New York, United States Related to adviser: No

Marketer RICHTER FAMILY OFFICE INC. MONTREAL, Canada Related to adviser: No

Marketer SILVER LEAF PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No

Marketer STAR MOUNTAIN ADVISORS, LLC NEW YORK, New York, United States Related to adviser: Yes

Marketer TRAJECTOIRE CAPITAL GROUP SA NEW YORK, New York, United States Related to adviser: No

Marketer ULLMAN WEALTH MANAGEMENT TORONTO, Canada Related to adviser: No

Marketer WICKENKAMP CONSULTING GMBH COLOGNE, Germany Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG
PCAOB 5690

ACCESS SECURITIES, LLC
CRD 22455 · SEC 8-39729

ALPHASOURCE CAPITAL SECURITIES LLC
CRD 145875 · SEC 8-67759

BCW SECURITIES LLC
CRD 144930 · SEC 8-67685

KBFG SECURITIES AMERICA INC.
CRD 39356 · SEC 8-48651

SILVER LEAF PARTNERS, LLC
CRD 126694 · SEC 8-65902

STAR MOUNTAIN ADVISORS, LLC
CRD 153505 · SEC 8-68541

Filing source

Form ADV 1513332 · Mar 31, 2021 · Schedule D 7.B.(1), fund 805-9574509087

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Brett A. Hickey	Executive
N/A Star Mountain Credit Opportunities Fund Gp, Llc	Promoter
N/A Star Mountain Fund Management, Llc	Executive
Star Mountain Fund Management, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

140 East 45 Th Street 37 Th Floor
New York, NY, 10017