Form D · Hedge Fund

Stamford Phoenix, LLC

Stamford, CT · CIK 0001466019

Offering snapshot reported Jun 13, 2013 · SEC filing

Reported sold
$79.5M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$40M
Reported outside-investor minimum
First sale
Jun 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$39.8M$79.5MJun 10, 2009: $44,000,000.00Jun 10, 2009Jun 15, 2010: $70,000,000.00Jun 15, 2010Jun 13, 2011: $79,500,000.00Jun 13, 2011Jun 14, 2012: $79,500,000.00Jun 14, 2012Jun 13, 2013: $79,500,000.00Jun 13, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$70,000,000 → $79,500,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 13, 2013Amendment$79,500,000$9,500,000vs Jun 15, 20101SEC filing
Jun 14, 2012Amendment$79,500,000$9,500,000vs Jun 15, 20101SEC filing
Jun 13, 2011Amendment$79,500,000$9,500,000vs Jun 15, 20101SEC filing
Jun 15, 2010Amendment$70,000,000$26,000,000vs Jun 10, 20091SEC filing
Jun 10, 2009Initial$44,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-131876
The minimum investment above may be waived at the sole discretion of the Manager

Source: Form D, filed Jun 13, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

STAMFORD PHOENIX, LLC

Investment adviser: K2/D&S MANAGEMENT CO., L.L.C.

Gross asset value
$10M
Beneficial owners
1
ADV minimum commitment
$40M

Reported in Form ADV on Nov 24, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG STAMFORD, Connecticut, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 958637 · Nov 24, 2015 · Schedule D 7.B.(1), fund 805-9941672735

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Bjorn A. Davis Executive
William A. Douglass Executive
John T. Ferguson Executive
John P. Hornbostel Executive
N/A K2/D&S Management Co., L.L.C. Executive
David C. Saunders Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
300 Atlantic Street 12 Th Floor
Stamford, CT, 06901