Form D · Private Equity Fund

STA Specialized Fund, L.P.

Houston, TX · CIK 0001537298

Offering snapshot reported Dec 19, 2012 · SEC filing

Reported sold: $8.5M
Investors reported: 41
Minimum accepted: $50K
First sale: Apr 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$7,299,000 → $8,499,000
Reported investors43 → 41

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 19, 2012	Amendment	$8,499,000	$1,200,000vs Dec 23, 2011	41	SEC filing
Dec 23, 2011	Initial	$7,299,000	No comparison	43	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-170681

Source: Form D, filed Dec 19, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE STA SPECIALIZED FUND LP

Investment adviser: AVIDIAN WEALTH ENTERPRISES, LLC

Gross asset value: $1.56M
Beneficial owners: 40
ADV minimum commitment: $50K

Reported in Form ADV on Dec 14, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GBH CPA'S PC HOUSTON, Texas, United States

Custodian MILLENNIUM TRUST COMPANY OAK BROOK, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1046825 · Dec 14, 2016 · Schedule D 7.B.(1), fund 805-7513985627

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Lance E. Roberts	Executive, Promoter
Michael A. Smith	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Citycentre One 800 Town & Country Boulevard, Suite 410
Houston, TX, 77024