Form D · Other Investment Fund

St. Cloud Capital Partners III SBIC, LP

Los Angeles, CA · CIK 0001626566

Offering snapshot reported Nov 23, 2015 · SEC filing

Reported sold: $101M
Investors reported: 45
Minimum accepted: $0
First sale: Nov 24, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$49,836,859 → $100,650,000
Reported investors22 → 45

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 23, 2015	Amendment	$100,650,000	$50,813,141vs Dec 4, 2014	45	SEC filing
Apr 10, 2015	Amendment	$65,327,223	$15,490,364vs Dec 4, 2014	35	SEC filing
Dec 4, 2014	Initial	$49,836,859	No comparison	22	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $820K (estimated)
Finders' fees: $75K (estimated)
Form D file number: 021-229492

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
KPMG Corporate Finance LLC	103973
Fallbrook Capital Securities Corporation	101180

Source: Form D, filed Nov 23, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Marshall Geller	Executive
Benjamin Hom	Executive
Robert Lautz	Executive
Kacy Rozelle	Executive
N/A Scgp Iii Sbic, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

10866 Wilshire Boulevard Suite 1450
Los Angeles, CA, 90024