Form D · Hedge Fund

SSI Convertible Opportunity Fund, L.P.

Beverly Hills, CA · CIK 0001482391

Offering snapshot reported Jan 2, 2019 · SEC filing

Reported sold
$14M
Indefinite offering
Investors reported
12
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
May 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.98M$14MJan 28, 2010Jun 14, 2011: $3,000,000.00Jul 6, 2012: $12,050,000.00Jun 28, 2013: $12,050,000.00Jun 26, 2014: $13,080,000.00Jan 14, 2016: $13,452,736.00Jan 13, 2017: $13,952,736.00Jan 12, 2018: $13,952,736.00Jan 2, 2019: $13,952,736.00Jan 2, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 2, 2019Amendment$13,952,736$0vs Jan 12, 201812SEC filing
Jan 12, 2018Amendment$13,952,736$0vs Jan 13, 201712SEC filing
Jan 13, 2017Amendment$13,952,736$500,000vs Jan 14, 201612SEC filing
Jan 14, 2016Amendment$13,452,736$372,736vs Jun 26, 201412SEC filing
Jun 26, 2014Amendment$13,080,000$1,030,000vs Jun 28, 201312SEC filing
Jun 28, 2013Amendment$12,050,000$0vs Jul 6, 20129SEC filing
Jul 6, 2012Amendment$12,050,000$9,050,000vs Jun 14, 20119SEC filing
Jun 14, 2011Amendment$3,000,000No comparison1SEC filing
Jan 28, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-138250
Limited Partner Interests

Source: Form D, filed Jan 2, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SSI CONVERTIBLE OPPORTUNITY FUND, L.P., CLASS A

Investment adviser: SSI INVESTMENT MANAGEMENT LLC

Gross asset value
$5.81M
Beneficial owners
7
ADV minimum commitment
$500K

Reported in Form ADV on Jun 27, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor BDO USA, LLP LOS ANGELES, California, United States
Custodian MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BDO USA, LLP
PCAOB 243

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1329794 · Jun 27, 2019 · Schedule D 7.B.(1), fund 805-8330392050

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
George M. Douglas Director, Executive
John D. Gottfurcht Director, Executive
Amy Jo Gottfurcht Director, Executive
Syed Mehdi Executive
N/A Ssi Investment Management Inc. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
9440 Santa Monica Boulevard 8 Th Floor
Beverly Hills, CA, 90210