Form D · Hedge Fund

SSI MARKET NEUTRAL, L.P.

Beverly Hills, CA · CIK 0001232551

Offering snapshot reported Jan 16, 2014 · SEC filing

Reported sold
$159M
Offering amount: $500M
Investors reported
91
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jan 1, 1996
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$79.4M$159MMar 4, 2009: $146,969,522.00Mar 4, 2009Mar 23, 2010: $147,569,522.00Mar 23, 2010Jan 19, 2011: $147,574,272.00Jan 19, 2012: $158,763,272.00Jan 19, 2012Jan 16, 2013: $158,763,272.00Jan 16, 2013Jan 16, 2014: $158,763,272.00Jan 16, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 16, 2014Amendment$158,763,272$0vs Jan 16, 201391SEC filing
Jan 16, 2013Amendment$158,763,272$0vs Jan 19, 201291SEC filing
Jan 19, 2012Amendment$158,763,272$11,189,000vs Jan 19, 201191SEC filing
Jan 19, 2011Amendment$147,574,272$4,750vs Mar 23, 201089SEC filing
Mar 23, 2010Amendment$147,569,522$600,000vs Mar 4, 200989SEC filing
Mar 4, 2009Amendment$146,969,522No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-55205
Limited partner interests

Source: Form D, filed Jan 16, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SSI MARKET NEUTRAL, L.P.

Investment adviser: SSI INVESTMENT MANAGEMENT LLC

Gross asset value
$8.26M
Beneficial owners
10
ADV minimum commitment
$500K

Reported in Form ADV on Dec 8, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ROTHSTEIN, KASS & COMPANY P.C. BEVERLY HILLS, California, United States
Custodian MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 859631 · Dec 8, 2014 · Schedule D 7.B.(1), fund 805-6585235350

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
George M. Douglas Director, Executive
John D. Gottfurcht Director, Executive
Amy Jo Gottfurcht Director, Executive
Syed Mehdi Executive
N/A Ssi Investment Management Inc. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
9440 Santa Monica Boulevard, 8 Th Floor
Beverly Hills, CA, 90210