Form D · Hedge Fund

SRO CAPITAL FUND, L.P.

Dallas, TX · CIK 0001768659

Offering snapshot reported Feb 26, 2024 · SEC filing

Reported sold: $15.3M
Investors reported: 42
Minimum accepted: $250K
First sale: May 1, 2019

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$14,523,633 → $15,341,763
Reported investors41 → 42

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 26, 2024	Amendment	$15,341,763	$818,130vs Jul 31, 2023	42	SEC filing
Jul 31, 2023	Amendment	$14,523,633	$2,657,307vs Mar 31, 2022	41	SEC filing
Mar 31, 2022	Amendment	$11,866,326	$646,344vs Apr 27, 2021	39	SEC filing
Apr 27, 2021	Amendment	$11,219,982	No comparison	Not reported	SEC filing
Jun 29, 2020	Amendment	$6,192,936	No comparison	19	SEC filing
Mar 11, 2019	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-334458

Source: Form D, filed Feb 26, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SRO CAPITAL FUND, L.P.

Investment adviser: SRO CAPITAL MANAGEMENT, LLC

Gross asset value: $11.9M
Beneficial owners: 13
ADV minimum commitment: $250K

Reported in Form ADV on Mar 28, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKWOOD TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian NORTHBROOK BANK & TRUST COMPANY, N.A. NORTHBROOK, Illinois, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SPICER JEFFRIES LLP
PCAOB 349

INTERACTIVE BROKERS LLC
SEC 8-47257

NORTHBROOK BANK & TRUST COMPANY, N.A.
LEI CLHA5EVJ04FMZ2WOBY70

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Filing source

Form ADV 1858961 · Mar 28, 2024 · Schedule D 7.B.(1), fund 805-4450730521

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Tajaddin Haslani	Promoter
Bharat H. Sangani	Executive
Nikita B. Sangani	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

7700 Eastern Avenue, Unit 107
Dallas, TX, 75209