Form D · Other Investment Fund

SRK Family Fund, LLC

New York, NY · CIK 0001509569

Offering snapshot reported Sep 20, 2013 · SEC filing

Reported sold
$50M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 30, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$25M$50MJan 12, 2011: $50,000,000.00Jan 12, 2011Dec 16, 2011: $50,000,000.00Dec 16, 2011Sep 25, 2012: $50,000,000.00Sep 25, 2012Sep 20, 2013: $50,000,000.00Sep 20, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 20, 2013Amendment$50,000,000$0vs Sep 25, 20127SEC filing
Sep 25, 2012Amendment$50,000,000$0vs Dec 16, 20117SEC filing
Dec 16, 2011Amendment$50,000,000$0vs Jan 12, 20117SEC filing
Jan 12, 2011Initial$50,000,000No comparison7SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-153562

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Goldman, Sachs & Co.361

Source: Form D, filed Sep 20, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SRK FAMILY FUND, LLC

Investment adviser: GOLDMAN SACHS HEDGE FUND STRATEGIES LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$1M

Reported in Form ADV on Feb 2, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor ERNST & YOUNG NEW YORK, New York, United States
Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian JPMORGAN CHASE N.A. NEW YORK, New York, United States Related to adviser: No
Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG
PCAOB 42

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

JPMORGAN CHASE N.A.
LEI 7H6GLXDRUGQFU57RNE97

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Filing source

Form ADV 1162092 · Feb 2, 2018 · Schedule D 7.B.(1), fund 805-8075313435

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jennifer Barbetta Director
Kent Clark Executive
Helen Crowley Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 West Street
New York, NY, 10282-2198