Form D · Commercial
SRI Ten REIT
San Francisco, CA · CIK 0001503139
Offering snapshot reported Oct 7, 2011 · SEC filing
- Reported sold
- $116M Indefinite offering
- Investors reported
- 145 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 1, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$115,700,000 → $115,825,000
- Reported investors20 → 145
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 7, 2011 | Amendment | $115,825,000 | $125,000vs Oct 12, 2010 | 145 | SEC filing |
| Oct 14, 2010 | Amendment | $115,700,000 | $0vs Oct 12, 2010 | 20 | SEC filing |
| Oct 12, 2010 | Initial | $115,700,000 | No comparison | 20 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-148840
Common and Preferred Certificates of Beneficial Interest
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| H&L Equities, LLC | 113794 |
Source: Form D, filed Oct 7, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Richard A. Chicotel | Executive |
| Glenn A. Shannon | Executive |
| Douglas W. Shorenstein | Executive |
Issuer details
Industry: Commercial (See others in industry)
Address:
235 Montgomery Street, 16 Th Floor
San Francisco, CA, 94104
San Francisco, CA, 94104