Form D · Other
Three Valley Copper Corp.
Toronto, A6 · CIK 0001859382
Offering snapshot reported Dec 9, 2021 · SEC filing
- Reported sold
- $190K Offering amount: $20.4M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 25, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 9, 2021 | Initial | $189,664 | No comparison | 1 | SEC filing |
| Apr 29, 2021 | Initial | $531,833 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $11.4K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-424432
The additional $20,181,366 may be received upon the exercise of common share purchase warrants sold inside and outside the U.S. U.S. dollar amounts are based on the Bank of Canada average rate of exchange reported on 11/25/21 which was US$1.00=Cdn$1.2654
Each unit is comprised of one common share and one common share purchase warrant. Each warrant is exercisable for one common share at an exercise price of Cdn$0.45 per share for a period of 30 months.
Includes non-transferable broker warrants to purchase 45,000 common shares of the issuer at an exercise price of CDN$0.45 per share for a period of 30 months.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PI Financial (US) Corp. | 127404 |
Source: Form D, filed Dec 9, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lenard Boggio | Director |
| Joan E Dunne | Director |
| Bo Liu | Director |
| Terrence A. Lyons | Director |
| Ian Mac Neily | Executive |
| Joe Phillips | Director, Executive |
| David Smith | Director |
| Michael Staresinic | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
Peterson Mcvicar Llp 18 King St. E, Suite 902
Toronto, A6, M5C 1C4
Toronto, A6, M5C 1C4