Form D · Investing
SRAFB Securities, LLC
Larkspur, CA · CIK 0001543159
Offering snapshot reported Feb 27, 2012 · SEC filing
- Reported sold
- $5.73M Offering amount: $40M
- Investors reported
- 62 Form D · investor count
- Minimum accepted
- $150K Reported outside-investor minimum
- First sale
- Feb 9, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 27, 2012 | Initial | $5,730,000 | No comparison | 62 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $380K
- Finders' fees
- $0
- Form D file number
- 021-173971
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Security Research Associates | 8200 | Security Research Associates Inc. · CRD 8200 |
| Lampost Capital LC | 43706 | Lampost Capital LC · CRD 43706 |
Source: Form D, filed Feb 27, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Timothy Collins | Executive |
| David N. Olson | Executive |
| Brian Swift | Executive |
Issuer details
Industry: Investing (See others in industry)
Address:
80 E. Sir Francis Drake Blvd. Suite 3 F
Larkspur, CA, 94939
Larkspur, CA, 94939