Form D · Commercial Banking
Square 1 Financial Inc
Durham, NC · CIK 0001329799
Offering snapshot reported Dec 19, 2012 · SEC filing
- Reported sold
- $778K Offering amount: $778K
- Investors reported
- 17 Form D · investor count
- Minimum accepted
- $1.7K Reported outside-investor minimum
- First sale
- Dec 6, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 19, 2012 | Initial | $778,250 | No comparison | 17 | SEC filing |
| Nov 27, 2012 | Initial | $1,843,985 | No comparison | 6 | SEC filing |
| Oct 1, 2012 | Initial | $20,617,135 | No comparison | 4 | SEC filing |
| Jun 7, 2010 | Amendment | $48,500,006 | $46,568,756vs Mar 11, 2010 | 25 | SEC filing |
| Mar 11, 2010 | Initial | $1,931,250 | No comparison | 1 | SEC filing |
| Jan 6, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Oct 8, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jun 8, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-188680
Sale of shares of Class A Common Stock
Source: Form D, filed Dec 19, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Douglas H. Bowers | Director, Executive |
| Stanley J. Bradshaw | Director |
| David W. Brooks, Ii | Executive |
| Paul R. Burke | Director |
| Richard M. Casey | Director, Executive |
| Susan G. Casey | Director |
| Norman P. Creighton | Director |
| James W. Ellison | Executive |
| Judith E. Erwin | Executive |
| William F. Grant, Iii | Director |
| Robert E. Keith, Jr. | Director |
| Daniel R. Mathis | Director |
| Robert S. Muehlenbeck | Director |
| Robert S. Muelenbeck | Director |
| Patrick Oakes | Executive |
| John T. Pietrzak | Director |
| Robert H. Scott | Director |
| Lee Settle | Director |
| Alan Spurgin | Executive |
| Gregory B. Thompson | Executive |
| Adrian N. Wilson | Executive |
| Christopher Woolley | Executive |
| W. Kirk Wycoff | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
406 Blackwell Street Suite 240
Durham, NC, 27701
Durham, NC, 27701