Form D · Retailing
SquadLocker, Inc.
Warwick, RI · CIK 0001652504
Offering snapshot reported Feb 25, 2020 · SEC filing
- Reported sold
- $24.5M Offering amount: $29.2M
- Investors reported
- 21 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 11, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 25, 2020 | Initial | $24,502,779 | No comparison | 21 | SEC filing |
| Jul 13, 2018 | Initial | $1,900,002 | No comparison | 3 | SEC filing |
| Aug 28, 2017 | Initial | $7,047,291 | No comparison | 3 | SEC filing |
| May 1, 2017 | Amendment | $4,000,000 | $1,285,000vs Feb 10, 2017 | 19 | SEC filing |
| Feb 10, 2017 | Initial | $2,715,000 | No comparison | 11 | SEC filing |
| Jul 12, 2016 | Amendment | $3,750,000 | $1,500,000vs Feb 11, 2016 | 13 | SEC filing |
| Feb 11, 2016 | Amendment | $2,250,000 | $500,000vs Sep 4, 2015 | 11 | SEC filing |
| Sep 4, 2015 | Initial | $1,750,000 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $418K
- Form D file number
- 021-361295
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| JMP Securities LLC | 22208 |
Source: Form D, filed Feb 25, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Avon | Director |
| Gary Goldberg | Director, Executive |
| Todd Grant | Executive |
| Robert Higgins | Director |
| James Lombardi | Director |
| George Overholser | Director |
| Mark Pelson | Director |
| Keith Roberts | Executive |
| Frank Tillinghast | Executive |
Issuer details
Industry: Retailing (See others in industry)
Address:
240 Bald Hill Road
Warwick, RI, 02886
Warwick, RI, 02886