Form D · Hedge Fund

Spruce Real Assets Fund (Offshore) Ltd.

Grand Cayman, E9 · CIK 0001457559

Offering snapshot reported Mar 14, 2014 · SEC filing

Reported sold
$4.1M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$19.2M$38.5MFeb 24, 2009Mar 15, 2010: $24,065,828.00Mar 15, 2011: $30,204,566.00Mar 15, 2012: $38,465,230.00Mar 15, 2013: $37,467,120.00Mar 15, 2013: $37,467,120.00Mar 14, 2014: $4,095,318.00Mar 14, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 14, 2014Amendment$4,095,318No comparison6SEC filing
Mar 15, 2013Amendment$37,467,120-$998,110vs Mar 15, 201212SEC filing
Mar 15, 2013Amendment$37,467,120No comparison12SEC filing
Mar 15, 2012Amendment$38,465,230No comparison13SEC filing
Mar 15, 2011Amendment$30,204,566No comparison14SEC filing
Mar 15, 2010Amendment$24,065,828No comparison11SEC filing
Feb 24, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-127394

Source: Form D, filed Mar 14, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SPRUCE REAL ASSETS FUND OFFSHORE LTD

Investment adviser: SPRUCE INVESTMENT ADVISORS LLC

Gross asset value
$4.15M
Beneficial owners
7
ADV minimum commitment
$5M

Reported in Form ADV on Mar 25, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES INC OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS ROSELAND, New Jersey, United States
Custodian SEI INVESTMENTS TRUSTEE AND CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN 2, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 802270 · Mar 25, 2014 · Schedule D 7.B.(1), fund 805-2270367562

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John C. Bailey Director
Robert Bastone Executive
Sean Flynn Director
Patrick Harrigan Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Intertrust Group 190 Elgin Avenue, George Town
Grand Cayman, E9, KY1-9005