Form D · Hedge Fund

Spruce Real Assets Fund, L.P.

Stamford, CT · CIK 0001430047

Offering snapshot reported Mar 14, 2014 · SEC filing

Reported sold
$9.05M
Indefinite offering
Investors reported
26
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$36.4M$72.8MMar 14, 2008Mar 15, 2010: $63,362,258.00Mar 15, 2010Mar 15, 2011: $69,110,344.00Mar 15, 2012: $72,820,415.00Mar 15, 2012Mar 15, 2013: $61,493,550.00Mar 14, 2014: $9,046,951.00Mar 14, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 14, 2014Amendment$9,046,951No comparison26SEC filing
Mar 15, 2013Amendment$61,493,550-$11,326,865vs Mar 15, 201245SEC filing
Mar 15, 2012Amendment$72,820,415No comparison54SEC filing
Mar 15, 2011Amendment$69,110,344No comparison58SEC filing
Mar 15, 2010Amendment$63,362,258No comparison38SEC filing
Mar 14, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-116048

Source: Form D, filed Mar 14, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SPRUCE REAL ASSETS FUND LP

Investment adviser: SPRUCE INVESTMENT ADVISORS LLC

Gross asset value
$9.05M
Beneficial owners
26
ADV minimum commitment
$5M

Reported in Form ADV on Mar 25, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES INC OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS ROSELAND, New Jersey, United States
Custodian SEI INVESTMENTS TRUSTEE AND CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN 2, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 802270 · Mar 25, 2014 · Schedule D 7.B.(1), fund 805-6478539438

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John C. Bailey Executive
Robert Bastone Executive
Spruce Capital Management, Llc Spruce Capital Management, Llc Executive
Spruce Capital Management, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Stamford Plaza 263 Tresser Boulevard, 15 Th Floor
Stamford, CT, 06901