Form D · Hedge Fund

Spruce Liquid Absolute Return Fund LP

Stamford, CT · CIK 0001499072

Offering snapshot reported Mar 15, 2013 · SEC filing

Reported sold
$12.9M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.45M$12.9MMar 15, 2011: $5,848,893.00Mar 15, 2011Mar 15, 2012: $8,425,911.00Mar 15, 2012Mar 15, 2013: $12,902,765.00Mar 15, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,848,893 → $12,902,765
  • Reported investors4 → 9

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 15, 2013Amendment$12,902,765$7,053,872vs Mar 15, 20119SEC filing
Mar 15, 2012Amendment$8,425,911$2,577,018vs Mar 15, 20119SEC filing
Mar 15, 2011Initial$5,848,893No comparison4SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-156744

Source: Form D, filed Mar 15, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SPRUCE LIQUID ABSOLUTE RETURN FUND LP

Investment adviser: SPRUCE INVESTMENT ADVISORS LLC

Gross asset value
$18.3M
Beneficial owners
10
ADV minimum commitment
$5M

Reported in Form ADV on Mar 25, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES INC OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS ROSELAND, New Jersey, United States
Custodian SEI INVESTMENTS TRUSTEE AND CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN 2, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 719982 · Mar 25, 2013 · Schedule D 7.B.(1), fund 805-9180347654

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John C. Bailey Executive
Robert Bastone Executive
Spruce Capital Management, Llc Spruce Capital Management, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Spruce Capital Management, Llc 263 Tresser Boulevard, 15 Th Floor
Stamford, CT, 06901