Form D · Hedge Fund

Spruce High Income Fund LP

Stamford, CT · CIK 0001499071

Offering snapshot reported Mar 15, 2013 · SEC filing

Reported sold: $7.76M
Investors reported: 5
Minimum accepted: $0
First sale: Jul 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$9,900,591 → $7,762,587
Reported investors6 → 5

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 15, 2013	Amendment	$7,762,587	-$2,138,004vs Mar 15, 2012	5	SEC filing
Mar 15, 2012	Amendment	$9,900,591	-$18,090,876vs Mar 15, 2011	6	SEC filing
Mar 15, 2011	Initial	$27,991,467	No comparison	7	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-156741

Source: Form D, filed Mar 15, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SPRUCE HIGH INCOME FUND LP

Investment adviser: SPRUCE INVESTMENT ADVISORS LLC

Gross asset value: $12.4M
Beneficial owners: 4
ADV minimum commitment: $5M

Reported in Form ADV on Mar 25, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES INC OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN KASS ROSELAND, New Jersey, United States

Custodian SEI INVESTMENTS TRUSTEE AND CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN 2, Ireland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 719982 · Mar 25, 2013 · Schedule D 7.B.(1), fund 805-4525684991

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John C. Bailey	Executive
Robert Bastone	Executive
Spruce Capital Management, Llc Spruce Capital Management, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Spruce Capital Management, Llc 263 Tresser Boulevard, 15 Th Floor
Stamford, CT, 06901