Form D · Hedge Fund

Spruce Equity Hedge Fund (Offshore) Ltd

Grand Cayman, E9 · CIK 0001457557

Offering snapshot reported Mar 16, 2016 · SEC filing

Reported sold
$53M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$30.1M$60.2MFeb 24, 2009Mar 15, 2010: $50,441,136.00Mar 15, 2011: $55,542,926.00Mar 15, 2012: $55,820,334.00Mar 15, 2013: $58,305,365.00Mar 15, 2013: $58,305,365.00Mar 14, 2014: $57,990,575.00Mar 16, 2015: $60,242,338.00Mar 16, 2016: $52,985,703.00Mar 16, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 16, 2016Amendment$52,985,703No comparison7SEC filing
Mar 16, 2015Amendment$60,242,338$2,251,763vs Mar 14, 20146SEC filing
Mar 14, 2014Amendment$57,990,575No comparison8SEC filing
Mar 15, 2013Amendment$58,305,365No comparison12SEC filing
Mar 15, 2013Amendment$58,305,365$2,485,031vs Mar 15, 201212SEC filing
Mar 15, 2012Amendment$55,820,334No comparison13SEC filing
Mar 15, 2011Amendment$55,542,926No comparison14SEC filing
Mar 15, 2010Amendment$50,441,136No comparison10SEC filing
Feb 24, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-127395

Source: Form D, filed Mar 16, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SPRUCE EQUITY HEDGE FUND OFFSHORE LTD

Investment adviser: SPRUCE INVESTMENT ADVISORS LLC

Gross asset value
$33M
Beneficial owners
6
ADV minimum commitment
$5M

Reported in Form ADV on Mar 28, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES INC OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian SEI INVESTMENTS TRUSTEE AND CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN 2, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1088126 · Mar 28, 2017 · Schedule D 7.B.(1), fund 805-4255300509

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John C. Bailey Director
Robert Bastone Executive
Jennifer Collins Director
Sean Flynn Director
Patrick Harrigan Director
Peter Heaps Director
Spruce Investment Advisors Llc Promoter
Spruce Private Investors Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Walkers Corporate Limited Cayman Corporate Centre, 27 Hospital Rd
Grand Cayman, E9, KY1-9008