Form D · Hedge Fund

Spruce Absolute Return Fund, L.P.

Stamford, CT · CIK 0001337660

Offering snapshot reported Mar 16, 2016 · SEC filing

Reported sold
$76.1M
Indefinite offering
Investors reported
33
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$55.1M$110MAug 29, 2005Mar 15, 2010: $110,191,513.00Mar 15, 2011: $83,407,235.00Mar 15, 2012: $63,945,813.00Mar 15, 2013: $52,652,904.00Mar 14, 2014: $61,236,583.00Mar 16, 2015: $74,797,868.00Mar 16, 2016: $76,070,671.00Mar 16, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 16, 2016Amendment$76,070,671No comparison33SEC filing
Mar 16, 2015Amendment$74,797,868No comparison31SEC filing
Mar 14, 2014Amendment$61,236,583No comparison30SEC filing
Mar 15, 2013Amendment$52,652,904-$11,292,909vs Mar 15, 201237SEC filing
Mar 15, 2012Amendment$63,945,813No comparison41SEC filing
Mar 15, 2011Amendment$83,407,235No comparison51SEC filing
Mar 15, 2010Amendment$110,191,513No comparison40SEC filing
Aug 29, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-80681

Source: Form D, filed Mar 16, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SPRUCE ABSOLUTE RETURN FUND LP

Investment adviser: SPRUCE INVESTMENT ADVISORS LLC

Gross asset value
$34.6M
Beneficial owners
22
ADV minimum commitment
$5M

Reported in Form ADV on Mar 26, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES INC OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian SEI INVESTMENTS TRUSTEE AND CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN 2, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

Filing source

Form ADV 1193409 · Mar 26, 2018 · Schedule D 7.B.(1), fund 805-5956905825

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John C. Bailey Executive
Robert C. Bastone Executive
Spruce Capital Management, Llc Spruce Capital Management, Llc Executive
Spruce Capital Management, Llc Executive
Spruce Investment Advisors Llc Promoter
Spruce Private Investors, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Stamford Plaza 263 Tresser Boulevard, 15 Th Floor
Stamford, CT, 06901