Form D · Other Investment Fund
Sprott Rights & Pipes Opportunity Fund I LP
Carlsbad, CA · CIK 0001719230
Offering snapshot reported Apr 19, 2018 · SEC filing
- Reported sold
- $12.2M Offering amount: $12.2M
- Investors reported
- 52 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Sep 15, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 19, 2018 | Initial | $12,203,000 | No comparison | 52 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $232K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-310634
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sprott Global Resource Investments Ltd. | 35878 | Sprott Global Resource Investments Ltd. · CRD 35878 |
Source: Form D, filed Apr 19, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Resource Capital Investment Corporation | Executive |
| Arthur Rule, Iv | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
1910 Palomar Point Way Suite 200
Carlsbad, CA, 92008
Carlsbad, CA, 92008