Form D · Other
SPROTT RESOURCE HOLDINGS INC.
Toronto, A6 · CIK 0001387964
Offering snapshot reported May 4, 2017 · SEC filing
- Reported sold
- $17.5M Offering amount: $40.8M
- Investors reported
- 471 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 20, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 4, 2017 | Initial | $17,470,326 | No comparison | 471 | SEC filing |
| Feb 27, 2017 | Initial | $0 | No comparison | 13 | SEC filing |
| Feb 17, 2017 | Initial | $5,000,000 | No comparison | 2 | SEC filing |
| Jan 23, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $839K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-286076
USD amount calculated at an exchange rate of USD$1 = CAD$1.3480 as on April 20, 2017, as provided by the Bank of Canada. Total remaining to be sold represents amounts that may be received on the exercise of warrants at CAD$0.333 on or before Feb. 9, 2022.
Estimated agency fee representing 6.0% of the gross proceeds.USD calculated at an exchange rate of USD$1 = CAD$1.3480 as on April 20, 2017, as provided by the Bank of Canada.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sprott Global Resource Investments, Ltd. | 35878 |
Source: Form D, filed May 4, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lenard Boggio | Director |
| Donald K. Charter | Director |
| Joan E. Dunne | Director |
| John Embry | Director |
| Ron F. Hochstein | Director |
| Terrence A. Lyons | Director |
| Arthur Richards Rule, Iv | Director, Executive |
| Michael Staresinic | Executive |
| Xinting (Tony) Wang | Director |
| Steve Yuzpe | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
Royal Bank Plaza, South Tower 200 Bay Street, Suite 2600
Toronto, A6, M5J2J1
Toronto, A6, M5J2J1