Form D · Other Investment Fund
Sprott Natural Resource Lending Fund 2016 LP
Carlsbad, CA · CIK 0001690659
Offering snapshot reported Aug 9, 2017 · SEC filing
- Reported sold
- $9.07M Offering amount: $9.07M
- Investors reported
- 31 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jul 28, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 9, 2017 | Initial | $9,068,034 | No comparison | 31 | SEC filing |
| Dec 21, 2016 | Initial | $10,567,984 | No comparison | 32 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $211K
- Finders' fees
- $0
- Form D file number
- 021-292448
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sprott Global Resource Investments Ltd. | 35878 |
Source: Form D, filed Aug 9, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jim Grosdanis | Executive |
| Peter Grosskopf | Executive |
| Narinder Richards Nagra | Executive |
| N/A Resource Capital Investment Corporation | Executive |
| Arthur Rule, Iv | Executive |
| N/A Sprott Resource Lending Partnership | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
1910 Palomar Point Way Suite 200
Carlsbad, CA, 92008
Carlsbad, CA, 92008