Form D · Other Banking and Financial Services
SPROTT INC.
Toronto, A6 · CIK 0001512920
Offering snapshot reported Mar 7, 2017 · SEC filing
- Reported sold
- $25M Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $150K Reported outside-investor minimum
- First sale
- Mar 7, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 7, 2017 | Amendment | $25,000,001 | $0vs Mar 7, 2016 | 2 | SEC filing |
| Mar 7, 2016 | Amendment | $25,000,001 | $0vs Mar 5, 2015 | 2 | SEC filing |
| Mar 5, 2015 | Amendment | $25,000,001 | $0vs Mar 5, 2014 | 2 | SEC filing |
| Mar 5, 2014 | Amendment | $25,000,001 | $0vs Mar 20, 2013 | 2 | SEC filing |
| Mar 20, 2013 | Initial | $25,000,001 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $500K (estimated)
- Form D file number
- 021-193600
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None | Cormark Securities (USA) Limited · CRD 101000 |
Source: Form D, filed Mar 7, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kevin Bambrough | Executive |
| Ron Dewhurst | Director |
| Marc Faber | Director |
| Peter Grosskopf | Director |
| Jack Lee | Director |
| Sharon Ranson | Director |
| James Roddy | Director |
| Steven Rostowsky | Executive |
| Rick Rule | Director |
| Arthur Richards Rule, Iv | Director |
| Eric S. Sprott | Director |
| Sprott Asset Management, Lp | Executive, Promoter |
| Paul Stephens | Director |
| Rosemary Zigrossi | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:Toronto, A6, M5J 2J1