Form D · Other Investment Fund
Spring Valley Investors, LLC
Oxford, MS · CIK 0001959485
Offering snapshot reported Jan 10, 2023 · SEC filing
- Reported sold
- $11.2M Offering amount: $14M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 5, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 10, 2023 | Initial | $11,208,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $186K
- Finders' fees
- $0
- Form D file number
- 021-470150
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Chase Ravsten | 5634077 | Vistia Capital, LLC · CRD 311342 |
| Gary Moses | 707413 | Vistia Capital, LLC · CRD 311342 |
Source: Form D, filed Jan 10, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Andrew Adams | Executive |
| Stephen Miles | Executive |
| Spring Valley Manager, Llc | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
C/O Spring Valley Manager, Llc 128 A Courthouse Square
Oxford, MS, 38655
Oxford, MS, 38655