Form D · Other Technology
SPOTXCHANGE LLC
Westminster, CO · CIK 0001422383
Offering snapshot reported Jan 3, 2011 · SEC filing
- Reported sold
- $12M Offering amount: $12M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 15, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 3, 2011 | Initial | $12,000,000 | No comparison | 1 | SEC filing |
| Dec 26, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $720K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-152837
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Petsky Prunier LLC | 146679 |
Source: Form D, filed Jan 3, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Kim | Director |
| Nik Shah | Director |
| Michael Shehan | Director, Executive |
| Steven Swoboda | Director, Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
11030 Circlepoint Road Suite 350
Westminster, CO, 80020
Westminster, CO, 80020