Form D · Other Health Care
SPINE WAVE, INC
Shelton, CT · CIK 0001269997
Offering snapshot reported Jul 27, 2018 · SEC filing
- Reported sold
- $5.3M Offering amount: $5.5M
- Investors reported
- 29 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 17, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 27, 2018 | Initial | $5,300,498 | No comparison | 29 | SEC filing |
| May 31, 2016 | Initial | $4,400,000 | No comparison | 30 | SEC filing |
| Feb 3, 2011 | Initial | $17,649,719 | No comparison | 28 | SEC filing |
| Apr 25, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-317961
Source: Form D, filed Jul 27, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Terrence J. Brennan | Executive |
| James W. Broderick | Director |
| Ryan Drant | Director |
| Jerry Elliott | Director |
| Andrew D. Firlik | Director |
| Ron Hunt | Director |
| Mark D. Lo Guidice | Director, Executive |
| John A. Pafford | Executive |
| Ronald Pickard | Director |
| Ron Pickard | Director |
| Marie Helene Plais | Director |
| Seth A. Rudnick | Director |
| Jeff Samberg | Director |
| Jeffrey Samberg | Director |
| Magali Thomas | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
3 Enterprise Drive Suite 210
Shelton, CT, 06484
Shelton, CT, 06484