Form D · Hedge Fund

Spin-Off Opportunities Fund, LLC

New York, NY · CIK 0001523555

Offering snapshot reported Feb 28, 2020 · SEC filing

Reported sold
$974K
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$300K
Reported outside-investor minimum
First sale
Jun 30, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$487K$974KNov 12, 2013: $414,000.00Nov 12, 2013Feb 10, 2014: $414,000.00Feb 18, 2014: $414,000.00Feb 25, 2015: $974,000.00Mar 19, 2015: $974,000.00Dec 8, 2015: $974,000.00Feb 23, 2016: $974,000.00Mar 1, 2017: $974,000.00Feb 28, 2018: $974,000.00Feb 27, 2019: $974,000.00Feb 28, 2020: $974,000.00Feb 28, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 28, 2020Amendment$974,000$0vs Feb 23, 20169SEC filing
Feb 27, 2019Amendment$974,000$0vs Feb 28, 20189SEC filing
Feb 28, 2018Amendment$974,000$0vs Mar 1, 20179SEC filing
Mar 1, 2017Amendment$974,000$0vs Feb 23, 20169SEC filing
Feb 23, 2016Amendment$974,000$0vs Dec 8, 20159SEC filing
Dec 8, 2015Amendment$974,000$0vs Mar 19, 20159SEC filing
Mar 19, 2015Amendment$974,000$0vs Feb 25, 20159SEC filing
Feb 25, 2015Amendment$974,000$560,000vs Feb 18, 20149SEC filing
Feb 18, 2014Amendment$414,000$0vs Feb 10, 20149SEC filing
Feb 10, 2014Amendment$414,000$0vs Nov 12, 20139SEC filing
Nov 12, 2013Initial$414,000No comparison9SEC filing
Nov 16, 2012Amendment$339,000$234,000vs Jul 22, 20117SEC filing
Jul 22, 2011Initial$105,000No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-206179
Amount indicated since Fund's inception.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
HRC Fund Associates, LLC142846

Source: Form D, filed Feb 28, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE SPIN-OFF OPPORTUNITIES FUND, LLC

Investment adviser: LIBERTY STREET ADVISORS, INC.

Gross asset value
$918K
Beneficial owners
10
ADV minimum commitment
$300K

Reported in Form ADV on Jul 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FUND SERVICES, INC. CHADDS FORD, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WITHUM SMITH AND BROWN NEW YORK, New York, United States
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Marketer HRC FUND ASSOCIATES, LLC NEW YORK, New York, United States Related to adviser: Yes
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

WITHUM SMITH AND BROWN
PCAOB 100

INTERACTIVE BROKERS LLC
SEC 8-47257

HRC FUND ASSOCIATES, LLC
CRD 142846 · SEC 8-67496

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Filing source

Form ADV 1445821 · Jul 30, 2020 · Schedule D 7.B.(1), fund 805-2621238763

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Scott D. Daniels Executive, Promoter
Victor J. Fontana Executive, Promoter
Raymond A. Hill Executive, Promoter
Maiden Lane Spin Off Advisors, Llc Executive, Promoter
Maiden Lane Spin Off Advisors, Llc Maiden Lane Spin Off Advisors, Llc Executive, Promoter
Timothy W. Reick Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maiden Lane Spin Off Advisors, Llc 20th Floor
New York, NY, 10005