Form D · Other Technology

SPHERIX INC

Bethesda, MD · CIK 0000012239

Offering snapshot reported Apr 8, 2014 · SEC filing

Reported sold
$4.45M
Offering amount: $4.45M
Investors reported
98
Form D · investor count
Minimum accepted
$7.5K
Reported outside-investor minimum
First sale
Mar 26, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 8, 2014Initial$4,446,081No comparison98SEC filing
Nov 12, 2013Initial$2,235,000No comparison5SEC filing
Jul 1, 2013Initial$500,000No comparison1SEC filing
Nov 16, 2012Initial$2,575,000No comparison18SEC filing
Nov 1, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Option to acquire, Security to be acquired
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$445K
Finders' fees
$0
Form D file number
021-215083
Offering is closed.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Laidlaw and Company (UK), Ltd.119037

Source: Form D, filed Apr 8, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Douglas Brown Director
Richard Cohen Executive
Anthony Hayes Director, Executive
Edward Karr Director
Harvey Kesner Director
Claire L. Kruger Director, Executive
Michael Pollack Executive
Alexander Poltorak Director
Robert Vander Zanden Director

Issuer details

Industry: Other Technology (See others in industry)

Address:
6430 Rockledge Drive Suite 503
Bethesda, MD, 20817