Form D · Other
SpendSmart Payments Co
Des Moines, IA · CIK 0001062273
Offering snapshot reported Mar 18, 2014 · SEC filing
- Reported sold
- $12.2M Offering amount: $15M
- Investors reported
- 147 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Feb 11, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$6,440,729 → $12,217,186
- Reported investors86 → 147
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 18, 2014 | Amendment | $12,217,186 | $5,776,457vs Feb 24, 2014 | 147 | SEC filing |
| Feb 24, 2014 | Initial | $6,440,729 | No comparison | 86 | SEC filing |
| Nov 5, 2013 | Initial | $500,000 | No comparison | 2 | SEC filing |
| Jul 26, 2013 | Initial | $1,490,715 | No comparison | 117 | SEC filing |
| Dec 14, 2012 | Initial | $5,487,990 | No comparison | 62 | SEC filing |
| Aug 1, 2012 | Amendment | $10,146,431 | $390,000vs Jun 29, 2012 | 97 | SEC filing |
| Jun 29, 2012 | Amendment | $9,756,431 | $3,815,000vs Jun 5, 2012 | 92 | SEC filing |
| Jun 5, 2012 | Amendment | $5,941,431 | $5,712,431vs Feb 24, 2012 | 63 | SEC filing |
| Feb 24, 2012 | Initial | $229,000 | No comparison | 6 | SEC filing |
| Dec 2, 2011 | Amendment | $4,708,500 | $2,166,000vs Oct 25, 2011 | 39 | SEC filing |
| Oct 25, 2011 | Initial | $2,542,500 | No comparison | 17 | SEC filing |
| Jun 6, 2011 | Initial | $7,000,000 | No comparison | 1 | SEC filing |
| Nov 26, 2010 | Amendment | $3,036,080 | -$3,513,920vs Nov 22, 2010 | 103 | SEC filing |
| Nov 26, 2010 | Initial | $3,455,620 | No comparison | 37 | SEC filing |
| Nov 22, 2010 | Amendment | $6,550,000 | $4,800,700vs Mar 17, 2010 | 140 | SEC filing |
| Mar 17, 2010 | Amendment | $1,749,300 | $1,411,800vs Sep 17, 2009 | 53 | SEC filing |
| Sep 17, 2009 | Initial | $337,500 | No comparison | 23 | SEC filing |
| Jan 6, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jun 23, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Nov 2, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $1.22M
- Finders' fees
- $0
- Form D file number
- 021-212399
Convertible Preferred Stock and Warrant
Warrants to purchase shares of Company Common Stock.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Maxim Group LLC | 12078 |
Source: Form D, filed Mar 18, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Isaac Blech | Director |
| James P. Collas | Director, Executive |
| Rob De Santis | Director |
| William Hernandez Ellsworth | Director, Executive |
| David Horin | Executive |
| Jesse Itzler | Director |
| Patrick Kolenik | Director |
| Ka Cheong Christopher Leong | Director |
| Michael Robert Mc Coy | Director |
| Alex Minicucci | Director, Executive |
| Chris Nicolaidis | Director, Executive |
| Kim Petry | Executive |
| Joseph Proto | Director |
| Jerold Rubinstein | Director |
| Mark Sandson | Director |
| Jonathan Drew Shultz | Executive |
| Cary Sucoff | Director |
| Brian Joseph Thompson | Director |
Issuer details
Industry: Other (See others in industry)
Address:
2680 Bershire Parkway Suite 130
Des Moines, IA, 50325
Des Moines, IA, 50325