Form D · Other Investment Fund
Spectrum Capital Securities Institutional Fund, LLC
Stamford, CT · CIK 0001762636
Offering snapshot reported Jan 22, 2026 · SEC filing
- Reported sold
- $252M Indefinite offering
- Investors reported
- Not reported Form D · investor count
- Minimum accepted
- Not reported Reported outside-investor minimum
- First sale
- Not reported As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 22, 2026 | Amendment | $252,133,322 | No comparison | Not reported | SEC filing |
| Jan 22, 2025 | Amendment | $251,983,322 | $68,250,000vs Jan 22, 2024 | 14 | SEC filing |
| Jan 22, 2024 | Amendment | $183,733,322 | $53,000,000vs Jan 19, 2023 | 13 | SEC filing |
| Jan 19, 2023 | Amendment | $130,733,322 | $11,523,733vs Jan 6, 2022 | 11 | SEC filing |
| Jan 6, 2022 | Amendment | $119,209,589 | $19,351,267vs Jan 7, 2021 | 11 | SEC filing |
| Jan 7, 2021 | Amendment | $99,858,322 | $11,050,000vs Jan 9, 2020 | 11 | SEC filing |
| Jan 9, 2020 | Amendment | $88,808,322 | $46,602,771vs Jan 9, 2019 | 8 | SEC filing |
| Jan 9, 2019 | Initial | $42,205,551 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- Not reported
- Duration over one year
- Not reported
- Business combination
- Not reported
- Sales commissions
- Not reported
- Finders' fees
- Not reported
- Form D file number
- 021-330041
Source: Form D, filed Jan 22, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SPECTRUM CAPITAL SECURITIES INSTITUTIONAL FUND LLC
Investment adviser: SPECTRUM ASSET MANAGEMENT, INC.
- Gross asset value
- $33.3M
- Beneficial owners
- 9
- ADV minimum commitment
- $1M
Reported in Form ADV on Aug 5, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
COHEN & COMPANY, LTD.
PCAOB 925
NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740
Filing source
Form ADV 2123986 · Aug 5, 2026 · Schedule D 7.B.(1), fund 805-6304244998
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Spectrum Asset Management, Inc. | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Stamford, CT, 06905