Form D · Other Health Care

Spectropath, Inc.

Atlanta, GA · CIK 0001539878

Offering snapshot reported Jan 14, 2014 · SEC filing

Reported sold
$1.93M
Offering amount: $10M
Investors reported
40
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 11, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$964K$1.93MJan 26, 2012: $416,846.00Jan 26, 2012Jan 14, 2014: $1,927,920.00Jan 14, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$416,846 → $1,927,920
  • Reported investors9 → 40

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 14, 2014Amendment$1,927,920$1,511,074vs Jan 26, 201240SEC filing
Jan 26, 2012Initial$416,846No comparison9SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$630K (estimated)
Finders' fees
$0
Form D file number
021-172468
In addition to commission, 3-year warrants for common stock shares equal to 7% of the number of shares sold; initial price of $0.001; exercise price of 110% of offering price ($14.50).

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Worldvest, a division of Trump Securities, LLC47107
Croft & Bender46680

Source: Form D, filed Jan 14, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Stephen A. Blum Director, Executive
Douglas P. Boyd Director
Charles D. Frame Director
Ralph Edward Gaskins Executive
Leslie Gainer Johnson Executive
William B. Williams Director

Issuer details

Industry: Other Health Care (See others in industry)

Address:
5784 Lake Forrest Drive, Nw Suite 295
Atlanta, GA, 30328-6220