Form D · Other Health Care

SPECTRASCIENCE INC

San Diego, CA · CIK 727672

Offering snapshot reported Jan 9, 2014 · SEC filing

Reported sold
$1.25M
Offering amount: $2.5M
Investors reported
4
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 3, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$625K$1.25MSep 25, 2013: $500,000.00Sep 25, 2013Jan 9, 2014: $1,250,000.00Jan 9, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$500,000 → $1,250,000
  • Reported investors2 → 4

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 9, 2014Amendment$1,250,000$750,000vs Sep 25, 20134SEC filing
Sep 25, 2013Initial$500,000No comparison2SEC filing
Jul 8, 2013Initial$50,000No comparison2SEC filing
Jan 30, 2013InitialYet to sellNo comparison0SEC filing
Sep 6, 2012Initial$260,000No comparison7SEC filing
Mar 19, 2012InitialYet to sellNo comparison0SEC filing
Jan 27, 2012Initial$300,000No comparison4SEC filing
Aug 3, 2010Initial$3,153,231No comparison33SEC filing

Offering details

Securities
Debt, Option to acquire, Security to be acquired
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$245K (estimated)
Form D file number
021-203487
Assumes entire offering is sold; includes $45,000 in warrants.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
John EveyNone

Source: Form D, filed Jan 9, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James Dorst Executive
Jim Dorst Executive
Lowell W. Giffhorn Executive
Jim Hitchin Director, Executive
Mark Mc Williams Director
Sheldon L. Miller Director
Michael P. Oliver Director, Executive
Stan Pappelbaum Director
Stanley J. Pappelbaum Director
Chet Sievert Director
Chester E. Sievert, Jr. Director
F. Duwaine Townsen Director

Issuer details

Industry: Other Health Care (See others in industry)

Address:
11568 Sorrento Valley Road Suite 11
San Diego, CA, 92121