Form D · Other Technology

Spectra7 Microsystems Inc.

Toronto, A6 · CIK 0001580220

Offering snapshot reported Jun 26, 2024 · SEC filing

Reported sold
$1.02M
Offering amount: $2.19M
Investors reported
3
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 13, 2024
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 26, 2024Initial$1,018,263No comparison3SEC filing
May 28, 2024Initial$6,551,350No comparison13SEC filing
Sep 21, 2023Initial$1,719,279No comparison10SEC filing
Mar 22, 2023Initial$4,006,416No comparison16SEC filing
Sep 1, 2022Initial$2,260,782No comparison4SEC filing
Aug 3, 2022Initial$2,727,773No comparison5SEC filing
Nov 3, 2021Initial$3,985,252No comparison15SEC filing
Nov 3, 2021Initial$319,968No comparison3SEC filing
May 25, 2021Initial$315,000No comparison4SEC filing
Jan 25, 2021Initial$315,000No comparison1SEC filing
Oct 7, 2020Initial$113,095No comparison2SEC filing
Jul 24, 2020Initial$251,115No comparison4SEC filing
Apr 13, 2020Initial$805,000No comparison4SEC filing
Sep 10, 2019Initial$53,741No comparison1SEC filing
Sep 5, 2019Initial$2,787,224No comparison16SEC filing
Nov 14, 2018Initial$677,437No comparison4SEC filing
Jul 18, 2018Initial$490,000No comparison8SEC filing
Mar 2, 2018Initial$200,000No comparison1SEC filing
Jun 26, 2013Initial$97,772No comparison2SEC filing

Offering details

Securities
Equity, Option to acquire, Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$70K
Finders' fees
$0
Form D file number
021-516931
13(c) = the aggregate exercise price of the common shares underlying the pre-funded wrts (13,689,254xC$0.00001), wrts (13,939,254xC$0.11) & compensation wrts (682,462xC$0.11) issued. No guarantee that the wrts will be exercised. CAD$1.00=USD$0.7305.
Each Unit consists of 1 cm sh or 1 pre-funded wrt & 1 wrt. Each pre-funded wrt exercisable to purchase 1 cm sh at a price of CAD$0.00001. Each whole wrt exercisable to purchase 1 cm sh at a price of CAD$0.11. All wrts exercisable until June 13, 2029.
Cash commission of USD$70,000 and 682,462 compensation warrants. Each warrant entitles the hold to purchase 1 common share at a price of C$0.11 until June 13, 2029.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Craig-Hallum Capital Group LLC121395

Source: Form D, filed Jun 26, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ebrahim Abunasrah Executive
Edward Anderson Director
Kim Andrew Executive
Guy Anthony Executive
Brian Antonen Director
Brian Burns Executive
Robert Dobkin Director
Lance Greggain Executive
Raouf Halim Director
Gerald J. Hamilton Executive
Gerald J. Hamilton Executive
Andrew Kim Executive
Darren Ma Executive
Roger Maggs Director
Dave Mier Executive
John Mitchell Executive
Christopher Morgan Director
Robert Munro Director
Ronald J. Pasek Director
Ronald Pasek Director, Executive
Tony Stelliga Director, Executive
Bonnie Tomei Executive
John P. Vetesse Director
John P. Vettese Director
John P. Vettese Director
Antony Ng Yukshing Executive
Antony Ng Yukshing Executive

Issuer details

Industry: Other Technology (See others in industry)

Address:
181 Bay Street, Suite 1800
Toronto, A6, M5J 2T9