Form D · Other Banking and Financial Services
Specialty Finance Associates, LLC
Flat Rock, NC · CIK 0001604683
Offering snapshot reported Jul 9, 2015 · SEC filing
- Reported sold
- Yet to sell Offering amount: $25M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 9, 2015 | Amendment | $914,240 | No comparison | 0 | SEC filing |
| Jul 9, 2015 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Apr 7, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $10K (estimated)
- Finders' fees
- $20K (estimated)
- Form D file number
- 021-214994
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Kevin Reising | None |
Source: Form D, filed Jul 9, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kevin A Reising | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
478 Village Greenway
Flat Rock, NC, 28731
Flat Rock, NC, 28731