Form D · Other Investment Fund

SPECIAL SITUATIONS FUND III QP LP

New York, NY · CIK 0001328185

Offering snapshot reported Jul 22, 2025 · SEC filing

Reported sold
$785M
Indefinite offering
Investors reported
401
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$392M$785MJul 20, 2009: $488,117,012.00Jul 20, 2009Jul 30, 2009: $656,858,245.00Aug 2, 2010: $662,145,245.00Feb 8, 2013: $667,202,445.00Jan 22, 2014: $669,388,216.00Jan 21, 2015: $669,833,216.00Jul 15, 2016: $671,968,095.00Jul 14, 2017: $672,330,095.00Jul 16, 2018: $672,460,095.00Jul 16, 2019: $672,520,095.00Jul 16, 2020: $673,020,095.00Jul 20, 2023: $772,753,345.00Jul 22, 2024: $784,448,195.00Jul 22, 2025: $784,848,195.00Jul 22, 2025

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$488,117,012 → $784,848,195
  • Reported investors299 → 401

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 22, 2025Amendment$784,848,195$296,731,183vs Jul 20, 2009401SEC filing
Jul 22, 2024Amendment$784,448,195$296,331,183vs Jul 20, 2009400SEC filing
Jul 20, 2023Amendment$772,753,345$284,636,333vs Jul 20, 2009400SEC filing
Jul 16, 2021Amendment$739,032,795No comparisonNot reportedSEC filing
Jul 16, 2020Amendment$673,020,095$1,052,000vs Jul 15, 2016387SEC filing
Jul 16, 2019Amendment$672,520,095$552,000vs Jul 15, 2016387SEC filing
Jul 16, 2018Amendment$672,460,095$492,000vs Jul 15, 2016387SEC filing
Jul 14, 2017Amendment$672,330,095$362,000vs Jul 15, 2016387SEC filing
Jul 15, 2016Amendment$671,968,095$2,134,879vs Jan 21, 2015387SEC filing
Jan 21, 2015Amendment$669,833,216$181,716,204vs Jul 20, 2009386SEC filing
Jan 22, 2014Amendment$669,388,216$181,271,204vs Jul 20, 2009385SEC filing
Feb 8, 2013Amendment$667,202,445$179,085,433vs Jul 20, 2009384SEC filing
Aug 2, 2010Amendment$662,145,245$174,028,233vs Jul 20, 2009378SEC filing
Jul 30, 2009Amendment$656,858,245$168,741,233vs Jul 20, 2009374SEC filing
Jul 20, 2009Initial$488,117,012No comparison299SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-132938
The Issuer may from time to time elect to engage third party broker dealers. Any commissions and/or expenses paid to such broker dealers will be paid by the General Partner out of net profits.

Source: Form D, filed Jul 22, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SPECIAL SITUATIONS FUND III QP, L.P.

Investment adviser: AWM INVESTMENT COMPANY INC

Gross asset value
$608M
Beneficial owners
90
ADV minimum commitment
$100K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ANCHIN, BLOCK AND ANCHIN NEW YORK, New York, United States
Custodian JPMORGAN CHASE & CO. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ANCHIN, BLOCK AND ANCHIN
PCAOB 168

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 2082851 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-5382852286

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Awm Investment Company Inc. Executive
David M. Greenhouse Executive
Dianne Marxe Director
Austin W. Marxe Executive
N/A Mgp Advisers Lp Executive
Mgp Advisers Lp Executive
Adam Stettner Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
527 Madison Avenue Suite 2600
New York, NY, 10022