Form D · Other Investment Fund

Special Credit Opportunities - Series C

New York, NY · CIK 0001600954

Offering snapshot reported Feb 27, 2014 · SEC filing

Reported sold
$362M
Indefinite offering
Investors reported
746
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 14, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 27, 2014Initial$362,441,011No comparison746SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-212624
Issuer?s inv mgr will pay recipient a portion of the qtrly mgt fee payable to it w/r/t each investor sourced by recipient who remains invested. Mgt fee is based on amount of capital contributions at time of payment, which cannot currently be estimated.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
UBS Financial Services Inc.8174

Source: Form D, filed Feb 27, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Sacha Bacro Executive
Matt Botein Executive
J. Richard Kushel Executive
Ed Mallon Executive
Rick Rieder Executive
Kendrick, Iii Wilson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
55 East 52 Nd Street
New York, NY, 10055
Phone: 212-810-5300