Form D · Oil and Gas
Spartan Energy Corp.
Calgary, A0 · CIK 0001597457
Offering snapshot reported Dec 21, 2016 · SEC filing
- Reported sold
- $18.8M Offering amount: $18.8M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 6, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 21, 2016 | Initial | $18,802,800 | No comparison | 5 | SEC filing |
| Sep 7, 2016 | Initial | $3,425,178 | No comparison | 2 | SEC filing |
| Mar 28, 2016 | Initial | $4,052,415 | No comparison | 2 | SEC filing |
| Jul 1, 2014 | Initial | $7,658,250 | No comparison | 5 | SEC filing |
| Feb 5, 2014 | Initial | $77,499,380 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $884K
- Finders' fees
- $0
- Form D file number
- 021-276783
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Peters & Co. Limited | None | |
| TD Securities Inc. | None | |
| GMP Securities L.P. | None | |
| Macquarie Capital Markets Canada Ltd. | None | |
| Cormark Securities Inc. | None | |
| Desjardins Securities Inc. | None | |
| National Bank Financial Inc. | None | |
| Scotia Capital Inc. | None | |
| Dundee Securities Ltd. | None | |
| BMO Nesbitt Burns Inc. | None | |
| CIBC World Markets Inc. | None | |
| Clarus Securities Inc. | None | |
| AltaCorp Capital Inc. | None | |
| Paradigm Capital Inc. | None |
Source: Form D, filed Dec 21, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Donald Archibald | Director |
| Randy Berg | Executive |
| Thomas Boreen | Executive |
| Thomas Budd | Director |
| Grant W Greenslade | Director |
| Reginald J Greenslade | Director |
| Fotis Kalantzis | Executive |
| Adam Mac Donald | Executive |
| Adam Mc Donald | Executive |
| Richard Mc Hardy | Director |
| Albert Stark | Executive |
| Michael J Stark | Director |
| Michelle Wiggins | Executive |
| Eddie Wong | Executive |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
Suite 500, 850 2 Nd Street
Calgary, A0, T2P 0R8
Calgary, A0, T2P 0R8