Form D · Other
Vicis, Inc.
Seattle, WA · CIK 0001608939
Offering snapshot reported Nov 8, 2019 · SEC filing
- Reported sold
- $935K Offering amount: $10M
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 4, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 8, 2019 | Initial | $935,000 | No comparison | 10 | SEC filing |
| Oct 1, 2019 | Initial | $0 | No comparison | 1 | SEC filing |
| Sep 13, 2019 | Amendment | $2,122,000 | $1,597,000vs Jul 10, 2019 | 36 | SEC filing |
| Jul 10, 2019 | Initial | $525,000 | No comparison | 8 | SEC filing |
| May 31, 2019 | Initial | $0 | No comparison | 6 | SEC filing |
| Aug 2, 2018 | Initial | $53,151,365 | No comparison | 187 | SEC filing |
| Jan 5, 2018 | Initial | $1,245,000 | No comparison | 4 | SEC filing |
| Jun 14, 2017 | Amendment | $19,795,000 | $15,840,000vs Oct 13, 2016 | 81 | SEC filing |
| Jan 13, 2017 | Amendment | $8,055,000 | $4,100,000vs Oct 13, 2016 | 42 | SEC filing |
| Oct 13, 2016 | Initial | $3,955,000 | No comparison | 37 | SEC filing |
| May 24, 2016 | Amendment | $10,000,000 | $5,952,429vs Apr 22, 2016 | 93 | SEC filing |
| Apr 22, 2016 | Initial | $4,047,571 | No comparison | 55 | SEC filing |
| Jun 12, 2015 | Initial | $3,011,322 | No comparison | 40 | SEC filing |
| Jun 20, 2014 | Initial | $500,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-352987
Source: Form D, filed Nov 8, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Auckland | Executive |
| William Ayer | Director |
| Samuel Browd | Director, Executive |
| Lynnette Frank | Director |
| Ralph Greene | Director |
| David Marver | Director, Executive |
| Alan Bruce Montgomery | Director |
| Jonathan Posner | Director, Executive |
| Per Reinhall | Director, Executive |
| Frank Walters | Director |
Issuer details
Industry: Other (See others in industry)
Address:
570 Mercer Street
Seattle, WA, 98109
Seattle, WA, 98109