Form D · Private Equity Fund

SP IV CO-INVESTORS LP

New York, NY · CIK 0001456020

Offering snapshot reported Apr 7, 2010 · SEC filing

Reported sold
$4.92M
Offering amount: $10M
Investors reported
11
Form D · investor count
Minimum accepted
$75K
Reported outside-investor minimum
First sale
Feb 2, 2009
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 7, 2010Amendment$4,924,000No comparison11SEC filing
Feb 6, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-126858

Source: Form D, filed Apr 7, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SP IV CO-INVESTORS, L.P.

Investment adviser: UBS ASSET MANAGEMENT (AMERICAS) LLC

Gross asset value
$5.01K
Beneficial owners
10
ADV minimum commitment
$150K

Reported in Form ADV on Feb 19, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian APEX FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Related to adviser: No
Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

APEX FUND SERVICES (CAYMAN) LTD.
LEI 549300CX0YOWPNTQ2Z70

PERSHING LLC
SEC 8-17574

Filing source

Form ADV 2057058 · Feb 19, 2026 · Schedule D 7.B.(1), fund 805-5808451279

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James D. Allen Executive
Michael W. Arpey Executive
Michael J. Bessel Executive
Robert F. Cavanaugh Executive
Richard J. Curran Executive
Dlj Lbo Plans Management Corporation Promoter
Dlj Lbo Plans Management Corporation Iii Executive
Ivy B. Dodes Director, Executive
Carmine D. Fanelle Executive
Peter J. Feeney Executive
John S. Ficarra Executive
George R. Hornig Director, Executive
Joseph F. Huber Executive
William F. Hughes Executive
Michael S. Isikow Executive
Matthew C. Kelly Executive
Kenneth J. Lohsen Director, Executive
Geoffrey D. Love Executive
Edward S. Nadel Executive
Eruch P. Nowrojee Executive
Edward A. Poletti Executive
Thomas Prevost Executive
Andrew P. Rifkin Executive
Douglas Roseman Executive
William Spiro Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Dlj Lbo Plans Management Corp 11 Madison Avenue
New York, NY, 10010